Investor Alert:
CIRO is issuing a warning to Canadian investors regarding Canada Token Trade.
CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces.
CIRO is carrying on the regulatory functions of the Investment Industry Regulatory Organization of Canada and the Mutual Fund Dealers Association of Canada, and is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians’ trust in financial regulation and the people managing their investments.
CIRO released its inaugural three-year Strategic Plan outlining areas the public interest regulator will focus on to promote healthy capital markets, so investors feel protected and confident investing for their futures.
CIRO is proposing a new integrated fee model (the “proposed integrated fee model”).
CIRO is pleased to announce a new sponsorship agreement with Prosper Canada, a national charity dedicated to expanding economic opportunity for Canadians living with low income.
CIRO is publishing for comment Phase 3 of its Rule Consolidation Project rule proposals. The Rule Consolidation Project will bring together the two member regulation rule sets currently applicable to investment dealers and to mutual fund dealers into one set of member regulation rules applicable to both categories of CIRO Dealer Members.