Custodial Agreements (Mutual Fund Dealers)

Contact:

Samantha Duffield
Manager, Financial Compliance
Telephone: 416-943-4662
Email: [email protected]

Custodial Agreements | Additions to List | Deletions from List | Name Changes & Mergers

The following is an alphabetical listing of prescribed Custodial Agreements executed as of September 30, 2024 between CIRO as bare trustee on behalf of mutual fund dealer Members, and mutual fund companies and other financial institutions, in accordance to MFDA Staff Notice MSN-0058, Acceptable Securities Locations. Please ensure that your assets held are included in the types of products listed by the entity.

Custodial Agreements

	Fund Manager/ Financial Institution	Type of Products
	1832 Asset Management L.P. Dynamic Mutual Fund	Mutual Fund / Hedge Fund / Labour Sponsored Fund / Deposit Accounts
	Accilent Capital Management Inc.	Pooled Fund
	Acker Finley Asset Management Inc.	Mutual Fund
	ACM Advisors Ltd.	Mortgage Investment Fund
	Acorn Global Investments Inc.	Hedge Fund
	Addenda Capital Inc.	Mutual Fund
	AGF Investments Inc. Acuity Pooled Funds AGF Pooled Funds AGF family of mutual funds AGF Elements family of mutual funds Harmony family of mutual funds	Mutual Fund / Pooled Fund
	AIP Asset Management Inc.	Mutual Fund / Hedge Fund / Limited Partnership
	AlphaNorth Asset Management	Mutual Fund
	Arrow Capital Management Inc.	Investment Products
	ATB Investment Management Inc.	Mutual Fund
	Aurion Capital Management Inc.	Pooled Fund
	Auspice Capital Advisors Ltd.	Mutual Fund
	Aventine Management Group Inc.	Mutual Fund
	Axcess Capital Advisors Inc.	Pooled Fund / Mutual Fund Trust
	B2B Bank	GIC’s / High Interest Investment Accounts
	Bank of Montreal	GIC’s / High Interest Savings Accounts
	Bank of Montreal Mortgage Corporation	GIC’s
	Bank of Nova Scotia Trust Company (The) ADS Canadian Bank	GIC’s / High Interest Savings Account
	Bank of Nova Scotia (The)	GIC’s
	Barometer Capital Management Inc.	Mutual Fund / Pooled Fund
	Barrantagh Investment Management Inc.	Mutual Fund
	BC Advantage Fund Management Limited	Venture Capital Corporation (VCC) Funds
	Beneva Inc. SSQ, Société d’assurances-vie Inc.	Segregated Fund / GIC’s
	B.E.S.T. Investment Counsel Limited	Mutual Fund / Labour Sponsored Fund
	Belco Private Capital Inc.	Mutual Fund Trust
	Beutel, Goodman & Company Ltd.	Mutual Fund
	BlackRock Asset Management Canada Limited	Mutual Fund
	BMG Management Services Inc.	Mutual Fund
	BMO Asset Management Inc.	Pooled Fund/ETFs
	BMO Investments Inc. BMO Mutual Funds	Mutual Fund
	BMO InvestorLine Inc.	Investment Products
	BMO Life Assurance Company BMO Guaranteed Investment Funds	Segregated Fund
	BMO Nesbitt Burns Inc.	Investment Products / Linked Notes
	BMO Private Investment Counsel Inc.	Mutual Fund
	BMO Trust Company	GIC’s / High Interest Savings Account
	BNP Paribas (Canada)	Principal Protected Linked Notes
	Brandes Investment Partners & Co.	Mutual Fund
	Brandywine Global Investment Management (Canada), ULC	Mutual Funds / Pooled Fund
	Bridgewater Bank	GIC’s
	Bridging Finance Inc.	Pooled Fund
	British Columbia Discovery Fund (VCC) Inc.	Venture Capital Fund
	Brompton Funds Limited	Investment Products
	CADO Investment Fund Management Inc.	Mutual Fund
	Caisse populaire acadienne ltée (UNI)	GIC’s
	Caisse Populaire d’Alban Limited	GIC’s
	Caldwell Investment Management Ltd.	Mutual Fund
	Canada Life Assurance Company (The)	Segregated Fund
	Canada Life Investment Management Ltd.	Investment Funds
	Canadian Imperial Bank of Commerce	Mutual Fund / GIC’s / Principal Protected Notes / Deposit Accounts
	Canadian Tire Bank	GICs
	Canadian Western Bank	GIC’s
	Canadian Western Trust Company	GIC’s / High Interest Investment / Savings Account
	Canoe Financial LP EnerVest Natural Resource Fund Canoe family of Funds	Mutual Fund
	Capital International Asset Management (Canada), Inc.	Mutual Fund
	Capstone Asset Management Inc.	Pooled Fund
	Central 1 Credit Union	Term Deposits
	Centurion Asset Management Inc.	REIT
	Chou Associates Management Inc.	Mutual Fund
	CIBC Asset Management Inc.	Mutual Fund
	CIBC Mortgages Inc.	GIC’s / Deposit Accounts
	CIBC Trust Corporation	GIC’s / Deposit Accounts
	CI Investments Inc. United Financial family of funds Lakeview Asset Management family of funds	Investment Products
	Citizens Bank of Canada	Term Deposits / Demand Accounts
	Coast Capital Savings Credit Union	GIC’s
	Communication Technologies Credit Union Limited	GIC’s
	Community Trust Company	GIC’s
	Concentra Financial Services Association	GIC’s
	Connor, Clark & Lunn Funds Inc.	Mutual Fund
	Connor, Clark & Lunn Private Capital Ltd.	Mutual Fund
	Counsel Portfolio Services Inc.	Mutual Fund
	Covington Capital Corporation	Labour Sponsored Fund
	Crimson Asset Management Limited	Hedge Fund
	Crystal Wealth Management System Limited	Mutual Fund
	Davis-Rea Ltd./Davis-Rea Ltee.	Mutual Fund / Pooled Fund
	Desjardins Financial Security Life Assurance Company	Annuity Contracts / Deferred Annuity Contacts / Individual Variable Insurance Contracts / Insurance Contracts
	Desjardins Société de Placement Inc.	Mutual Fund / Desjardins Mutual Funds
	Difference Capital Management Inc.	Hedge Fund
	Dimensional Fund Advisors Canada ULC.	Mutual Fund
	Durham Asset Management Inc.	Mutual Fund
	EdgePoint Wealth Management Inc.	Mutual Fund
	Educators Financial Group Inc.	Mutual Fund
	Effort Trust Company (The)	GIC’s
	Emerge Canada Inc.	Mutual Fund
	Empire Life Insurance Company (The) Segregated Funds Interest investment options provided within an insurance contract	Segregated Fund
	Empire Life Investments Inc.	Mutual Fund
	Encasa Financial Inc.	Mutual Fund
	Épargne Placement Québec	Savings Products
	Epic Capital Management Inc.	Pooled Fund
	Equilibrium Capital Management Inc.	Mutual Fund
	Equitable Bank	GIC’s / High Interest Savings Account
	Equitable Trust	GIC’s / High Interest Savings Account
	Equiton Capital Inc. Equiton Residential Income Fund Trust	Pooled Fund
	Equity Credit Union Inc.	GIC's
	Evolve Funds Group Inc.	Mutual Fund
	Excel Funds Management Inc.	Mutual Fund
	Fédération des caisses Desjardins Du Québec For itself and on behalf of its member caisses	GIC’s / Shares / PPNs
	Fédération des caisses PopulairesDe L’Ontario Inc. For itself and on behalf of its member caisses	GIC’s / Shares
	Fidelity Investments Canada ULC	Mutual Fund
	Fiducie Desjardins Inc.	Mutual Fund / Segregated Fund / GIC’s
	Fiera Capital Corporation	Mutual Fund / Hedge Fund / PPN’s / Structured Products / Pooled Fund / Segregated Fund
	Finnish Credit Union Limited	GIC’s
	First Asset Investment Management Inc.	Mutual Fund
	Fonds Férique	Mutual Fund
	Forge First Asset Management Inc.	Alternative Mutual Fund
	Franklin Templeton Investments Corp.	Mutual Fund / Pooled Fund / Segregated Fund
	FrontierAlt Funds Management Limited	Mutual Fund
	FT Portfolios Canada Co.	Mutual Fund
	Fusion Credit Union Limited	GIC’s
	Galileo Global Equity Advisors Inc.	Mutual Fund
	General Bank of Canada	GIC’s
	Genus Capital Management Inc.	Pooled Fund
	GFI Investment Counsel Ltd. Good Opportunities Fund	Hedge Fund
	Global Growth Assets Inc.	Mutual Fund
	Globevest Capital Ltd.	Mutual Fund
	Golden Opportunities Fund Inc.	Labour Sponsored Investment Fund
	Goodman & Company, Investment Counsel, Inc. Goodman Bluespring Fund	Mutual Fund / Limited Partnership / Alternative Investment Fund
	Goodwood Inc.	Mutual Fund / Hedge Fund
	Gravitas Securities Inc.	Mutual Fund
	Great-West Life Assurance Company (The)	Segregated Fund
	GrowthWorks Atlantic Ltd.	Labour Sponsored Fund
	GrowthWorks Capital Limited Working Opportunity Fund (EVCC) Ltd.	Labour Sponsored Fund
	GrowthWorks WV Management Ltd.	Labour Sponsored Fund
	Guardian Capital LP	Pooled Funds / Mutual Fund
	Hamilton Municipal Employees’ Credit Union Limited	GIC’s
	Harvest Portfolios Group Inc.	Mutual Fund
	Haventree Bank	GIC’s
	Hillsdale Investment Management Inc.	Mutual Fund / Hedge Fund
	Home Bank	GIC’s / High Interest Savings Account
	Home Trust Company	GIC’s / High Interest Savings Account
	HomEquity Bank	GIC’s
	Horizons ETFs Management (Canada) Inc.	Mutual Fund / Pooled Fund
	HSBC Bank Canada	GIC’s
	HSBC Mortgage Corporation (Canada)	GIC’s
	HSBC Trust Company (Canada)	GIC’s
	IA Clarington Investments Inc.	Mutual Fund / Investment Products
	I.A. Michael Investment Counsel Ltd. ABC Funds	Mutual Fund
	ICICI Bank Canada	GIC’s
	ICM Investment Management Inc. ICM Property Partners Trust ICM Crescendo Music Royalty Fund	Mutual Fund Trust
	I.G. Investment Management, Ltd.	Mutual Fund
	Industrial Alliance Insurance and Financial Services Inc.	Segregated Fund
	Industrial Alliance Trust Inc.	GIC’s
	Integra Capital Limited	Mutual Fund
	Invesco Canada Ltd.	Mutual Fund / Segregated Fund
	Invico Capital Corporation	Limited Partnership / Private Mutual Fund Trust
	Island Savings Credit Union	GIC’s
	Italian Canadian Savings & Credit Union Limited	GIC’s
	ivari	Segregated Fund / SPIA Contracts
	JC Clark Ltd.	Pooled Fund
	JDM Investment Partners Ltd.	Mutual Fund
	Kensington Capital Advisors Inc.	All Investment Products
	Laurentian Bank of Canada	GIC’s
	Laurentian Trust of Canada Inc.	GIC’s
	LBC Trust	GIC’s
	League Savings and Mortgage Company	GIC's
	Leith Wheeler Investment Counsel Ltd.	Mutual Fund
	Lincluden Investment Management Limited	Mutual Fund
	LOGiQ Asset Management Ltd.	Mutual Fund / Hedge Fund / Labour Sponsored Fund / Structured Products
	LOGiQ Capital 2016	Mutual Fund / Hedge Fund / Labour Sponsored Fund
	Lysander Funds Limited	Mutual Fund
	Mackenzie Financial Corporation Saxon funds	Mutual Fund / Segregated Fund / Pooled Fund / Investment Fund
	MacNicol & Associates Asset Management Inc.	Pool Fund
	Majestic Asset Management LLC	Mutual Fund / Pooled Fund / Hedge Fund
	Manufacturers Life Insurance Company (The)	GIC’s / Segregated Fund / Term Fund
	Manulife Bank of Canada	GIC’s / Investment Savings Account
	Manulife Investment Management Limited	Mutual Fund / Segregated Fund / Pooled Fund
	Manulife Trust Company	GIC’s / Investment Savings Account
	Marquest Asset Management Inc. Marquest family of mutual funds and LPs Matrix family of mutual funds and LPs EnergyFields LPs MineralFields LPs Pathway LPs	Pooled Fund/ Institutional Fund / Mutual Fund / Limited Partnership
	Mawer Investment Management Ltd.	Mutual Fund
	Maxam Capital Management Ltd.	Mutual Fund / Hedge Fund
	MCAN Mortgage Corporation	GIC’s
	McElvaine Investment Management Ltd.	Mutual Fund
	McLean Asset Management Ltd. ROMC Trust	Mutual Fund
	MD Financial Management Inc.	Mutual Fund
	Merrill Lynch Canada Inc.	Linked Notes
	MFS Investment Management Canada Limited	Mutual Fund
	Middlefield Limited	Mutual Fund
	Momentum Credit Union	GIC’s
	Montreal Trust Company of Canada	GIC’s
	Mulvihill Capital Management Inc.	Investment Products
	Natcan Trust Company	Mutual Fund / GIC’s / PPN’s
	National Bank Investments Inc. Altamira Mutual Funds	Mutual Fund / GIC’s / PPN’s / Investment Savings Account
	National Bank of Canada	GIC’s / PPN’s
	National Bank Trust Inc.	Mutual Fund / GIC’s / PPN’s
	National Trust Company	GIC’s
	Natixis Investment Managers Canada LP.	Mutual Fund
	NBCN Inc.	ETFs
	NCM Asset Management Ltd. NCM Group Of Funds	Mutual Fund / Limited Partnership
	NewGen Asset Management Limited	Trust Units / Limited Partnership Units
	Next Edge Capital Corp.	Hedge Fund / Mutual Fund
	NinePoint Partners LP	Mutual Fund / Hedge Fund / Limited Partnership
	Niverville Credit Union Limited	GIC’s
	Northwest & Ethical Investment LP	Mutual Fund
	OceanRock Investments Inc.	Mutual Fund
	Oshawa Community Credit Union Limited	GIC’s
	Peace Hills Trust Company	GIC’s
	Pembroke Private Wealth Management Ltd.	Mutual Fund
	PenderFund Capital Management Ltd.	Hedge Fund / Mutual Fund
	Peoples Trust Company	GIC’s
	Picton Mahoney Asset Management	Hedge Fund / Mutual Fund
	PIMCO Canada Corp.	Mutual Fund
	Polar Asset Management Partners Inc.	Hedge Fund
	Portland Investment Counsel Inc.	Investment Funds / Limited Partnerships
	President’s Choice Bank	GIC’s
	Primevest Capital Corp.	Hedge Fund
	Prospera Credit Union	GIC’s
	Purpose Investments Inc.	Mutual Fund
	Putnam Investments Inc.	Mutual Fund
	Qwest Investment Fund Management Ltd.	Mutual Fund / Limited Partnership
	RBC Global Asset Management Inc.	Mutual Fund / Hedge Fund / PPN’s
	RBC Indigo Asset Management Inc.	Mutual Fund
	RBC Life Insurance Company	Segregated Fund
	Redwood Asset Management Inc.	Hedge Fund / Mutual Fund
	R.E.G.A.R. Gestion Privée Inc.	Mutual Fund
	ResMor Trust Company	GIC’s
	Resolute Funds Limited	Mutual Fund
	Return on Innovation Advisors Ltd.	Mutual Fund / Labour Sponsored Fund / Pooled Funds
	RFA Bank of Canada	GIC's
	RN Croft Financial Group Inc.	Mutual Fund / Pooled Fund
	Robson Capital Management Inc.	Pooled Fund
	Royal Bank of Canada	GIC’s / Investment Savings Account / Structured Notes
	Royal Bank Mortgage Corporation	GIC’s / Investment Savings Account
	Royal Trust Company (The)	GIC’s / Investment Savings Account
	Royal Trust Corporation of Canada	GIC’s / Investment Savings Account
	RP Investment Advisors LP	Mutual Fund / Hedge Fund
	Russell Investments Canada Limited LifePoints family of mutual funds Russell Group family of mutual funds Sovereign family of mutual funds	Mutual Fund
	SaskWorks Venture Fund Inc.	Labour Sponsored Fund
	Scotia Capital Inc.	Mutual Fund / Segregated Fund / GIC’s / Linked Notes / Debt, Equity and Money Market Instruments
	Scotia Mortgage Corporation	GIC’s
	SEI Investment Canada Company	Mutual Fund
	Sentry Investments Inc.	Mutual Fund / Structured Notes
	Silvercreek Management Inc.	Limited Partnership
	SLGI Asset Management Inc.	Mutual Fund
	Société Générale (Canada)	Principal Protected Notes
	Spartan Fund Management Inc.	Hedge Fund
	Sprott Asset Management LP	Mutual Fund / Hedge Fund / Limited Partnership
	Starlight Investments Capital LP	Mutual Fund
	Steadyhand Investment Management Ltd.	Mutual Fund
	Stone Asset Management Limited	Mutual Fund
	Sun Life Assurance Company Of Canada	Segregated Fund Contracts
	Sun Life Financial Trust Inc.	GIC’s
	Tangerine Bank	Mutual Fund / GIC’s / Savings Accounts
	Tangerine Investment Management Inc.	Tangerine Investment Funds
	Taylor Asset Management Inc.	Pooled Fund
	TD Bank Financial Group The Toronto-Dominion Bank TD Asset Management Inc. TD Pacific Mortgage Corporation TD Mortgage Corporation The Canada Trust Company First Nations Bank of Canada	Investment Products
	TD Securities Inc.	Linked Notes
	TD Waterhouse Canada Inc.	Investment Products
	Terra Fund Management Ltd. Terra family of mutual funds and LPs	Mutual Fund / Limited Partnership
	Thornmark Asset Management Inc.	Pooled Fund
	Timbercreek Investment Management Inc.	Mutual Fund / Limited Partnership
	Toronto Trust Management Ltd. Friedberg Mercantile Group family of funds	Mutual Fund / Investment Funds
	Tradex Management Inc.	Mutual Fund
	Trez Capital Fund Management Limited Partnership	Investment Products
	True Exposure Investments, Inc.	Alternative Mutual Fund
	Value Partners Investment Inc.	Mutual Fund
	Vancouver City Savings Credit Union	Term Deposits
	Vanguard Investment Canada Inc.	Mutual Fund
	Vantage Asset Management Inc.	Pooled Fund
	Venator Capital Management Ltd. Venator Founders Fund Venator Income Fund Venator Investment Trust	Hedge Fund
	VersaBank	GIC’s
	Vertex One Asset Management Inc.	Mutual Fund / Hedge Fund
	VL Advisors Inc.	Labour Sponsored Fund
	W.A. Robinson Asset Management Ltd.	Mortgage Investment Corporation / Mutual Fund
	Wave Cycle Mutual Funds Ltd.	Mutual Fund
	Wealhouse Capital Limited Partnership	Pooled Fund
	Wealth One Bank of Canada	GIC’s / Investment Savings Account
	Williams Lake and District Credit Union	GIC’s
	Yorkville Asset Management Inc.	Mutual Fund
	Zag Bank	GIC’s / High Interest Savings Account

Additions to List since December 21, 2007

Fund Manager/ Financial Institution	Type of Products	Date Approved
Accilent Capital Management Inc.	Pooled Fund	October 28, 2019
Acorn Global Investments Inc.	Hedge Fund	January 26, 2010
Addenda Capital Inc.	Mutual Fund	February 5, 2024
AIP Asset Management Inc.	Mutual Fund / Hedge Fund / Limited Partnership	February 13, 2017
AlphaNorth Asset Management	Mutual Fund	June 21, 2011
Aurion Capital Management Inc.	Pooled Fund	April 26, 2010
Auspice Capital Advisors Ltd.	Mutual Fund	June 5, 2023
Axcess Capital Advisors Inc.	Pooled Fund / Mutual Fund Trust	February 22, 2024
Bank of Montreal Mortgage Corporation	GIC’s	April 28, 2008
Barometer Capital Management Inc. Barometer Global Tactical Balanced Pool Barometer High Income Pool Barometer Long Short Equity Pool Barometer Equity Pool	Pooled Fund	February 26, 2010
Barrantagh Investment Management Inc.	Mutual Fund	June 24, 2019
B2B Trust	High Interest Investment Accounts	October 15, 2008
Belco Private Capital Inc.	Mutual Fund Trust	November 30, 2023
BC Advantage Fund Management Inc.	Venture Capital Corporation (VCC) Funds	October 14, 2014
BlackRock Asset Management Canada Limited	Mutual Funds	September 27, 2013
Blumont Capital Corporation	Pooled Fund / PPN’s / Limited Partnerships / Alternative Investment	August 19, 2010
BMO Life Assurance Company	Segregated Fund	September 4, 2015
BNP Paribas (Canada)	Principal Protected Linked Notes	August 9, 2010
Bridging Finance Inc.	Pooled Fund	February 12, 2014
Brompton Funds Limited	Investment Products	June 10, 2013
CADO Investment Fund Management Inc.	Mutual Fund	January 30, 2019
Caisse Populaire d’Alban Limited	GIC’s	May 29, 2008
Canada Life Investment Management Ltd.	Investment Funds	October 29, 2021
Canadian Imperial Bank of Commerce	Principal Protected Notes	July 16, 2009
Canadian Tire Bank	GICs	November 14, 2012
Canadian Western Trust Company	High Interest Investment / Savings Account	June 6, 2024
Canoe Financial LP	Mutual Fund	March 31, 2011
Centurion Apartment REIT Management Inc.	REIT	November 21, 2012
CFF Bank	GIC’s	May 2, 2014
CFF Bank	High Interest Savings Account	May 20, 2016
CGS Asset Management Ltd.	Mutual Fund	October 16, 2009
CI Investments Inc.	Investment Products	June 2, 2009
Communication Technologies Credit Union Limited	GIC’s	December 31, 2007
Connor, Clark & Lunn Funds Inc.	Mutual Fund	September 18, 2015
Covenant Capital Management Inc.	Pooled Fund	October 16, 2012
Covington Capital Corporation	Labour Sponsored Fund	February 14, 2012
Credit Union Central of British Columbia	Term Deposits	December 31, 2007
Crimson Asset Management Limited	Hedge Fund	September 17, 2020
Davis-Rea Ltd./Davis-Rea Ltee.	Mutual Fund / Pooled Fund	May 28, 2014
Delphi Asset Management Inc.	Hedge Fund	June 30, 2008
Desjardins Société de Placement Inc.	Mutual Fund / Desjardins Mutual Fund	November 30, 2012
Durham Asset Manaement Inc.	Mutual Fund	November 8, 2021
EdgePoint Wealth Management Inc.	Mutual Fund	October 29, 2008
Emerge Canada Inc.	Mutual Fund	September 24, 2021
Empire Life Investments Inc.	Mutual Fund	February 8, 2012
Encasa Financial Inc.	Mutual Fund	December 12, 2017
Equity Financial Trust Company	GIC’s	November 2, 2010
Equitable Bank	High Interest Savings Account	October 8, 2014
Equitable Trust	GIC’s / High Interest Savings Account	March 6, 2019
Equiton Capital Inc. Equiton Residential Income Fund Trust	Pooled Fund	April 23, 2019
Evolve Funds Group Inc.	Mutual Fund	February 8, 2023
Fédération des caisses Desjardins Du Québec	PPN’s	January 8, 2019
Fédération des caisses Populaires De L’Ontario Inc. For itself and on behalf of its member caisses	GIC’s / Shares	April 30, 2008
Fiera Capital Inc.	Mutual Fund	May 27, 2008
First Asset Investment Management Inc. Criterion Investments Family of Funds	Mutual Fund	December 4, 2009
Forge First Asset Management Inc.	Alternative Mutual Fund	April 29, 2022
Friedberg Mercantile Group Ltd.	Mutual Fund	December 31, 2007
Fusion Credit Union Limited	GIC’s	January 22, 2019
General Bank of Canada	GIC’s	April 29, 2008
Genus Capital Management Inc.	Pooled Fund	June 27, 2016
GFI Investment Counsel Ltd. Good Opportunities Fund	Hedge Fund	October 30, 2017
Global Growth Assets Inc.	Mutual Fund	June 6, 2013
Globevest Capital Ltd.	Mutual Fund	January 8, 2015
Goodman & Company, Investment Counsel, Inc. Goodman Bluespring Fund	Mutual Fund / Limited Partnership / Alternative Investment Fund	June 8, 2015
Guardian Capital LP	Pooled Fund	October 15, 2008
Guardian Capital LP	Mutual Fund	October 31, 2011
Harvest Portfolios Group Inc.	Mutual Fund	July 21, 2011
Hesperian Capital Management Ltd. Norrep Group Of Funds	Mutual Fund / Limited Partnership	November 13, 2013
HomEquity Bank	GIC’s	November 27, 2017
HSBC Global Asset Management (Canada) Limited	Mutual Fund	March 24, 2014
IA Clarington Investments Inc.	Investment Products	August 31, 2010
ICM Investment Management Inc. ICM Property Partners Trust ICM Crescendo Music Royalty Fund	Mutual Fund Trust	November 30, 2023
Industrial Alliance Trust Inc.	GIC’s	October 31, 2011
ING Direct Asset Management Limited	ING Direct Streetwise Fund	February 28, 2008
Invico Capital Corporation	Limited Partnership / Private Mutual Fund Trust	March 27, 2019
Island Savings Credit Union	GIC’s	December 31, 2007
Italian Canadian Savings & Credit Union Limited	GIC’s	December 31, 2007
JC Clark Ltd.	Pooled Fund	December 15, 2010
JDM Investment Partners Ltd.	Mutual Fund	February 16, 2010
JovFinancial Solutions Inc.	Mutual Fund	October 21, 2013
Kensington Capital Advisors Inc.	Private Equity Fund / Hedge Fund	May 19, 2015
League Savings and Mortgage Company	GIC’s	June 11, 2019
Lincluden Investment Management Limited	Mutual Fund	September 4, 2013
Lionridge Capital Management Inc.	Mutual Fund / Pooled Fund	February 26, 2010
Lysander Funds Limited	Mutual Fund	March 28, 2013
Mackenzie Financial Corporation	Pool Fund / Investment Fund	May 10, 2024
MacNicol & Associates Asset Management Inc.	Pool Fund	March 21, 2023
Majestic Asset Management LLC	Mutual Fund / Pooled Fund / Hedge Fund	October 24, 2016
Manulife Trust Company	GIC’s / Investment Savings Account	June 11, 2010
Marquest Asset Management Inc.	Pooled Fund/ Segregated Fund/ Institutional Fund	March 27, 2008
Matrix Funds Management (A Division of GrowthWorks Capital Ltd.)	Mutual Fund	November 29, 2010
Maxam Capital Management Ltd.	Mutual Fund / Hedge Fund	May 19, 2022
McLean Asset Management Ltd.	Mutual Fund	June 16, 2016
Mulvihill Capital Management Inc.	Investment Products	August 19, 2022
NBCN Inc.	ETFs	January 12, 2017
NewGen Asset Management Limited	Trust Units / Limited Partnership Units	January 11, 2016
Niverville Credit Union Limited	GIC’s	March 21, 2016
Northwest & Ethical Investments LP	Mutual Fund	November 14, 2013
O’Leary Funds Management LP	Mutual Fund	December 12, 2011
Oshawa Community Credit Union Limited	GIC’s	December 31, 2007
OTG Financial Inc.	Mutual Fund	December 31, 2007
PenderFund Capital Management Ltd.	Hedge Fund	August 20, 2024
Picton Mahoney Asset Management	Mutual Fund	October 31, 2015
PIMCO Canada Corp.	Mutual Fund	December 29, 2010
Polar Securities Inc.	Hedge Fund	November 13, 2009
Portfolio Strategies Securities Inc.	Mutual Fund	September 27, 2013
Portland Investment Counsel Inc.	Investment Funds / Limited Partnerships	April 14, 2011
President’s Choice Bank	GIC’s	May 30, 2013
Primevest Capital Corp.	Hedge Fund	April 14, 2008
Purpose Investments Inc.	Mutual Fund	December 9, 2013
Qwest Investment Fund Management Ltd.	Mutual Fund	July 8, 2013
Qwest Investment Fund Management Ltd.	Limited Partnership	November 27, 2023
RBC Life Insurance Company	Segregated Fund	October 28, 2008
R.E.G.A.R. Gestion Privée Inc.	Mutual Fund	June 12, 2014
RN Croft Financial Group Inc.	Mutual Fund / Pooled Fund	February 26, 2009
Robson Capital Management Inc.	Pooled Fund	June 24, 2022
Royal Bank of Canada	Investment Savings Account	May 28, 2010
Royal Bank Mortgage Corporation	GIC’s / Investment Savings Account	July 31, 2012
Royal Trust Company (The)	GIC’s / Investment Savings Account	July 31, 2012
Royal Trust Corporation of Canada	GIC’s / Investment Savings Account	July 31, 2012
RP Investment Advisors	Mutual Fund / Hedge Fund	October 17, 2016
SCM Limited Partnership	Hedge Fund	December 5, 2008
Scotia Asset Management L.P.	Mutual Fund	November 30, 2009
Seamark Asset Management Ltd.	Labour Sponsored Fund / Mutual Fund	July 4, 2013
Sentry Select Capital Inc.	Mutual Fund / Structured Notes	November 30, 2009
Sentry Select Investments Inc.	Hedge Fund	July 22, 2009
Silvercreek Management Inc.	Limited Partnership	November 4, 2011
Smart Investments Ltd.	Mutual Fund	April 14, 2016
Société Générale (Canada)	Principal Protected Notes	March 27, 2008
Spartan Fund Management Inc.	Hedge Fund	February 19, 2010
Sprott Asset Management LP	Mutual Fund/ Hedge Fund/ Limited Partnership	March 7, 2012
SPR & Co LP	Mutual Fund/ Hedge Fund/ Limited Partnership	August 25, 2017
SSQ, Société d’assurances-vie Inc.	Segregated Fund/ GIC’s	June 30, 2008
Standard Life Assurance Company of Canada (The)	Term Fund	July 27, 2010
Standard Life Mutual Funds Ltd.	Pooled Fund	October 23, 2013
Starlight Investments Capital LP	Mutual Fund	October 4, 2018
Stone Asset Management Limited	Mutual Fund	July 8, 2013
Street Capital Bank of Canada	GIC’s	May 28, 2018
Sun Life Assurance Company of Canada	Segregated Fund Contracts	July 23, 2015
Sun Life Financial Trust Inc.	GIC’s	February 19, 2013
Sun Life Global Investments (Canada) Inc.	Mutual Fund	November 30, 2010
Taylor Asset Management Inc.	Pooled Fund	May 9, 2014
TD Securities Inc.	Linked Notes	January 25, 2008
TD Waterhouse Canada Inc.	Investment Products	January 31, 2008
Thornmark Asset Management Inc.	Pooled Fund	December 14, 2009
Timbercreek Asset Management Ltd.	Mutual Fund / Limited Partnership	September 30, 2015
Toronto Trust Management Ltd.	Mutual Fund / Investment Funds	November 13, 2013
Transamerica Life Canada	SPIA Contracts	February 5, 2008
Trez Capital Fund Management Limited Partnership	Investment Products	March 28, 2013
True Exposure Investments, Inc.	Alternative Mutual Fund	August 17, 2022
Twin Oak Credit Union Ltd.	GIC’s	December 31, 2007
Vanguard Investment Canada Inc.	Mutual Fund	June 20, 2018
Vantage Asset Management Inc.	Pooled Fund	November 12, 2014
Venator Capital Management Ltd. Sterling family of funds	Hedge Fund	March 19, 2009
VL Advisors Inc.	Labour Sponsored Fund	March 10, 2011
W.A. Robinson Asset Management Ltd.	Mortgage Investment Corporation / Mutual Fund	February 22, 2023
Wave Cycle Mutual Funds Ltd.	Mutual Fund	March 27, 2008
Wealhouse Capital Limited Partnership	Pool Fund	February 8, 2023
Wealth One Bank of Canada	GIC’s / Investment Savings Account	September 30, 2016
Webb Asset Management Canada, Inc.	Mutual Fund	March 17, 2011
Wellington West Asset Management Inc.	Mutual Fund	July 28, 2009
Williams Lake and District Credit Union	GIC’s	October 23, 2019
Yorkville Asset Management Inc.	Mutual Fund	October 5, 2011
Zag Bank	GIC’s / High Interest Savings Account	March 2, 2016

Deletions from List since December 21, 2007

Fund Manager/ Financial Institution	Type of Products	Date Removed	Reason of Removal
AIC Limited	Mutual Funds / Segregated Fund	September 25, 2009	AIC Limited has assigned the agreement to Elliott & Page Limited.
Inhance Investment Management Inc.	Mutual Fund	December 18, 2009	Change in Fund Manager to IA Clarington Investments Inc.
Scotia Securities Inc.	Mutual Fund	November 30, 2009	Change in Fund Manager to Scotia Asset Management L.P.
Sentry Select Capital Corp.	Mutual Fund / Structured Notes	November 30, 2009	Change in Fund Manager to Sentry Select Capital Inc.
Mavrix Fund Management Inc.	Mutual Fund	November 29, 2010	Change in Fund Manager to Matrix Funds Management (A Division of GrowthWorks Capital Ltd.)
Thales Active Asset Allocation Fund	Pooled Fund	February 28, 2011	The Thales Active Asset Allocation Fund is no longer active as of December 31, 2010.
VentureLink LP	Labour Sponsored Fund	March 10, 2011	Change in Fund Manager to VL Advisors Inc.
Middlefield Fund Management Limited	Mutual Fund	March 11, 2011	Middlefield Fund Management Limited assigned the agreement to Middlefield Limited.
TDK Fund Management Inc.	Mutual Fund	March 11, 2011	Change in Fund Manager to First Asset Investment Management Inc.
Halcyon Fund Management Inc.	Mutual Fund	March 11, 2011	Change in Fund Manager to BluMont Capital Corporation.
Algonquin Power Venture Fund Inc.	Labour Sponsored Fund	March 11, 2011	Algonquin Power Venture Fund Inc. is no longer in existence.
Kyoto Planet Asset Management Inc.	Mutual Fund	March 11, 2011	Kyoto Planet Asset Management Inc. is no longer in existence.
Les Fonds d’Investissements Spécialisés du Québec Inc.	Mutual fund	March 11, 2011	Les Fonds d’Investissements Spécialisés du Québec Inc. is no longer in existence.
Les Fonds Diamant Inc.	Mutual Fund	March 11, 2011	Les Fonds Diamant Inc. is no longer in existence.
EnerVest Funds Management Inc.	Mutual Fund	March 31, 2011	Change in Fund Manager to Canoe Financial LP.
Connor, Clark and Lunn Managed Portfolio Inc.	Mutual Fund	October 1, 2011	Change in Fund Manager to Connor, Clark & Lunn Private Capital Ltd.
Sarbit Asset Management Inc.	Mutual Fund	November 30, 2011	No longer active and not registered.
Tricycle Asset Management Capital Corp.	Linked Notes	November 30, 2011	No longer registered.
Sprott Asset Management Inc.	Mutual Fund / Hedge Fund / Limited Partnership	March 7, 2012	Change in Fund Manager to Sprott Asset Management LP.
Fédération des caisses Desjardins Du Québec	Mutual Fund / Desjardins Mutual Funds	November 30, 2012	Change in Fund Manager to Desjardins Société de Placement Inc.
BC Advantage Funds (VCC) Ltd.	Venture Capital Corporation (VCC) Funds	November 30, 2012	No longer registered.
SFCS Capital (Canada) Corp.	Hedge Fund	March 31, 2013	No longer registered.
Creststreet Mutual Funds Limited	Mutual Fund / Limited Partnership	June 10, 2013	Change in Fund Manager to Brompton Funds Limited.
Stone & Co. Limited	Mutual Fund	July 8, 2013	Not registered. See Stone Asset Management Limited.
Qwest Investment Management Corp.	Mutual Fund	July 8, 2013	Not registered. See Qwest Investment Fund Management Ltd.
Lincluden Management Limited	Mutual Fund	September 4, 2013	Not registered. See Lincluden Investment Management Limited.
JovFunds Management Inc.	Mutual Fund / Alternative Investments / Structured Products	October 21, 2013	Not registered. See JovFinanical Solutions Inc.
MineralFields Fund Management Inc.	Mutual Fund / Limited Partnership	October 29, 2013	See Marquest Asset Management Inc.
Marquest Asset Management Inc.	Segregated Fund	October 29, 2013	Update product types
Norrep Inc.	Mutual Fund	November 13, 2013	Not registered. See Hesperian Capital Management Ltd.
Ethical Funds Inc.	Mutual Fund	November 14, 2013	No longer active. See Northwest & Ethical Investments LP.
Northwest Mutual Fund Inc.	Mutual Fund	November 14, 2013	No longer active. See Northwest & Ethical Investments LP.
Friedberg Mercantile Group Ltd.	Mutual Fund	November 14, 2013	Not registered. See Toronto Trust Management Ltd.
Quadrexx Asset Management Inc.	Hedge Fund	January 31, 2014	No longer active
Hollis Canadian Bank.	PPN’s / Structured Notes	February 25, 2014	Products not sold
HSBC Investment Funds (Canada) Inc.	Mutual Fund	February 28, 2014	No longer registered
D.O.C.P. Management Corp	Mutual Fund / OM Products / Limited Partnership	March 31, 2014	Not registered.
Gentree Asset Management Inc.	Hedge Fund	March 31, 2014	No longer active
OpenSky Capital Inc.	Linked Notes / Mutual Fund	March 31, 2014	No longer active
Sentry Select Investment Inc.	Hedge Fund	March 31, 2014	No longer active
Van Arbor Asset Management Ltd.	Mutual Fund	March 31, 2014	No longer active
VenGrowth Asset Management Inc.	Mutual Fund / Labour Sponsored Fund	March 31, 2014	Not registered.
Horizons Funds Inc.	Mutual Fund / OM Products / Limited Partnership	March 31, 2014	Not registered.
Natcan Investment Management Inc.	Pooled Fund	January 31, 2015	No longer active
Webb Asset Management Canada Inc.	Mutual Fund	April 30, 2015	No longer active
Wellington West Asset Management Inc.	Mutual Fund	April 30, 2015	No longer active
Lionridge Capital Management Inc.	Mutual Fund / Pooled Fund	April 30, 2015	Not registered
NBF Emissary Turnkey Solution LP	Mutual Fund	April 30, 2015	Not registered
SCM Limited Partnership	Hedge Fund	April 30, 2015	Not registered
Goodman & Company, Investment Counsel Ltd. Dynamic Mutual Fund	Mutual Fund / Hedge Fund / Labour Sponsored Fund / GIC’s / Linked Notes / Deposit Accounts / Limited Partnership / PPN’s / Structured Notes	June 30, 2015	No longer active. See 1832 Asset Management L.P
Scivest Alternative Strategies Inc.	Hedge Fund	March 31, 2016	No longer active. See Redwood Asset Management Inc.
Pro-Financial Asset Management Inc.	Hedge Fund / Linked Notes / Mutual Fund	March 31, 2016	No longer active. See Smart Investments Ltd.
Standard Life Assurance Company of Canada (The)	Segregated Fund / Term Fund	March 31, 2016	No longer active. See Manufacturers Life Insurance Company (The).
O’Leary Funds Management LP	Mutual Fund	April 30, 2018	No longer active. See Canoe Financial LP.
CGS Asset Management Inc.	Mutual Fund	April 30, 2018	No longer active and not registered.
ONE Financial Corporation	PPN’s / Mutual Fund / Pooled Fund	April 30, 2018	No longer active and not registered.
Brickburn Asset Management Inc.	Mutual Fund	April 30, 2018	No longer active and not registered.
Smart Investments Ltd.	Mutual Fund	April 30, 2018	No longer active and not registered.
PenderFund Capital Management Ltd.	Labour Sponsored Fund / Venture Capital Fund	August 20, 2024	Update product types

Name Changes and Mergers since December 21, 2007

Fund Manager/ Financial Institution	Type of Products	Date	Comments
AIM Funds Management Inc.	Mutual Fund / Segregated Fund	August 11,2008	Name changed to Invesco Trimark Ltd.
Delphi Asset Management Inc.	Hedge Fund	July 24, 2009	Name Changed to SFCS Capital (Canada) Corp. (see Deletions List above)
Lawrence Asset Management Inc.	Mutual Fund / Hedge Fund / Labour Sponsored Fund	January 11, 2011	Name Changed to Aston Hill Asset Management Inc.
Steadyhand Investment Management Ltd.	Mutual Fund	July 31, 2010	Fund manager for Steadyhand family of funds was previously Steadyhand Investment Funds Limited Partnership
Venator Capital Management Ltd.	Hedge Fund	January 1, 2010	Previously was fund manager for Sterling funds which are now Performance Group of Fund
Northern Rivers Capital Management Inc.	Mutual Fund	April 1, 2010	Northern Rivers Capital Management Inc. merged with Blumont Capital Corporation
OTG Financial Inc.	Mutual Fund	September 15, 2008	Name changed to Educators Financial Group Inc.
Altamira Investment Services Inc.	Mutual Fund	November 1, 2008	Altamira Investment Services Inc. merged with National Bank Securities Inc.
Guardian Group of Funds Limited (The)	Mutual Fund	November 1, 2009	Guardian Group of Funds Limited merged with BMO Investments Inc.
Fiera Capital Inc.	Mutual Fund / Hedge Fund / PPN’s / Structured Products / Pooled Fund / Segregated Fund	September 1, 2010	Name changed to Fiera Sceptre Inc.
Sceptre Investment Counsel Limited	Mutual Fund / Hedge Fund	September 1, 2010	Name changed to Fiera Sceptre Inc.
United Financial Corporation	Mutual Fund	January 1, 2010	United Financial Corporation merged with CI Investments Inc.
Lakeview Asset Management Inc.	Mutual Fund	January 1, 2009	Lakeview Asset Management Inc. merged with CI Investments Inc.
Saxon Funds Management Limited	Mutual Fund	January 26, 2009	Saxon Funds Management Limited merged with Mackenzie Financial Corporation
Hartford Investments Canada Corp.	Mutual Fund	January 21, 2011	Name changed to Castlerock Investments Inc.
Elliott & Page Limited	Mutual Fund / Segregated Fund	August 19, 2010	Name changed to Manulife Asset Management Limited.
GBC Asset Management Inc.	Mutual Fund	August 15, 2011	Name changed to Pembroke Private Wealth Management Ltd.
Arrow Hedge Partners Inc.	Hedge Fund	April 1, 2011	Name changed to Arrow Capital Management Inc.
Qtrade Fund Management Inc.	Mutual Fund	October 8, 2010	Name changed to Ocean Rock Investments Inc.
Barlow Capital Management Inc.	Mutual Fund	February 1, 2011	Name changed to Aventine Management Group Inc.
Counsel Group of Funds Inc.	Mutual Fund	October 2, 2009	Name changed to Counsel Portfolio Services Inc.
MD Funds Management Inc.	Mutual Fund	July 31, 2009	MD Funds Management Inc. amalgamated with MD Private Investment Management Inc. The amalgamated entity is MD Physician Services Inc.
RBC Asset Management Ltd.	Mutual Fund / Hedge Fund / PPN’s	November 1, 2010	RBC Asset Management Inc. amalgamated with Phillips, Hager & North Investments Management Ltd. The amalgamated entity is RBC Global Asset Management Inc.
Phillips, Hager & North investment Management Ltd.	Mutual Fund	November 1, 2010	Phillips, Hager & North Investment Management Ltd. amalgamated with RBC Asset Management Inc. The amalgamated entity is RBC Global Asset Management Inc.
B2B Trust	GIC’s / High Interest Investment Accounts	July 7, 2012	Name changed to B2B Bank.
Return on Innovation Management Ltd.	Mutual Fund / Labour Sponsored Fund / Pooled Funds	September 1, 2012	Return on Innovation Management Ltd. Amalgamated with Return on Innovation Advisors Ltd. The amalgamated entity is Return on Innovation Advisors Ltd.
AGF Funds Inc.	Mutual Fund	November 8, 2012	Name changed to AGF Investments Inc.
Acuity Funds Ltd.	Mutual Fund	November 8, 2012	Acuity Funds Ltd. Amalgamated with AGF Investments Inc. The amalgamated entity is AGF Investments Inc.
Equitable Trust Company (The)	GIC’s	July 1, 2013	Name changed to Equitable Bank
GrowthWorks Capital Ltd. Matrix Funds Management (A Division of GrowthWorks Capital Ltd.)	Labour Sponsored Fund / Mutual Fund	July 4, 2013	Assigned to Seamark Asset Management Ltd.
Seamark Asset Management Ltd	Labour Sponsored Fund / Mutual Fund	August 16, 2013	Assigned to Marquest Asset Management Inc.
AGF Trust Company	GIC’s	September 1, 2013	Amalgamated with B2B Bank
Scotia Asset Management L.P.	Mutual Fund	September 30, 2013	Name changed to 1832 Asset Management L.P.
Dundee Bank of Canada	GIC’s / PPN’s / Structured Notes / Savings Accounts	November 1, 2013	Name changed to Hollis Canadian Bank.
Dundee Securities Corporation	Structured Notes	January 28, 2011	Name changed to DWM Securities Inc.
DWM Securities Inc.	Structured Notes	November 1, 2013	DWM Securities Inc. amalgamated with Scotia Capital Inc. The amalgamated entity is Scotia Capital Inc.
Abria Alternative Investments Inc	Hedge Fund	April 24, 2012	Name changed to Difference Capital Management Inc.
BetaPro Management Inc.	Mutual Fund / Pooled Fund	October 14, 2011	Name changed to Horizons ETFs Management (Canada) Inc.
Beutel Goodman Managed Funds Inc.	Mutual Fund	January 1, 2013	Beutel Goodman Managed Funds Inc. amalgamated with Beutel, Goodman & Company Ltd. The amalgamated entity is Beutel, Goodman & Company Ltd.
Sentry Select Capital Inc.	Mutual Fund / Structured Notes	May 27, 2011	Name changed to Sentry Investments Inc.
M.R.S Trust Company	GIC’s	April 16, 2012	M.R.S Trust Company merged with B2B Trust. B2B Trust changed name to B2B Bank.
ING Bank of Canada	Mutual Fund / GIC’s / Savings Accounts	April 8, 2014	Name changed to Tangerine Bank
ING Direct Asset Management Limited	ING Direct Streetwise Fund	April 8, 2014	Name changed to Tangerine Investment Management Inc.
Jones Heward Investment Counsel Inc.	Pooled Fund	May 7, 2010	Name changed to BMO Asset Management Inc.
Brigata Capital Management Inc.	Mutual Fund	December 3, 2013	Brigata Capital Management Inc. amalgamated with Counsel Portfolio Services Inc. The amalgamated entity is Counsel Portfolio Services Inc.
National Bank Securities Inc.	Mutual Fund / GIC’s / PPN’s / Investment Savings Account	May 12, 2014	Name changed to National Bank Investments Inc.
Fiera Sceptre Inc.	Mutual Fund / Hedge Fund / PPN’s / Structured Products / Pooled Fund / Segregated Fund	April 17, 2012	Name changed to Fiera Capital Corporation.
Invesco Trimark Ltd.	Mutual Fund / Segregated Fund	July 29, 2011	Name changed to Invesco Canada Ltd.
Legg Mason Canada Inc.	Mutual Fund / Pooled Fund	March 31, 2014	Name changed to Brandywine Global Investment Management (Canada), ULC.
Centurion Apartment REIT Management Inc.	REIT	August 8, 2013	Name changed to Centurion Asset Management Inc.
Castlerock Investments Inc.	Mutual Fund	June 30, 2011	Castlerock Investment Inc. amalgamated with CI Investments Inc. The amalgamated entity is CI Investments Inc.
Credit Union Central of British Columbia	Term Deposits	July 1, 2008	Credit Union Central of British Columbia amalgamated with Credit Union Central of Ontario Limited. The amalgamated entity is Central 1 Credit Union.
Dimensional Fund Advisors Canada Inc.	Mutual Fund	February 13, 2009	Name changed to Dimensional Fund Advisors Canada ULC.
Fidelity Investments Canada Limited	Mutual Fund	September 26, 2007	Name changed to Fidelity Investments Canada ULC.
First Defined Portfolio Management Co.	Mutual Fund	May 3, 2012	Name changed to FT Portfolios Canada Co.
NexGen Financial Limited Partnership	Mutual Fund	August 18, 2015	Name changed to NGAM Canada LP.
MD Physician Services Inc.	Mutual Fund	December 15, 2014	Name changed to MD Financial Management Inc.
Galileo Funds Inc.	Mutual Fund	July 31, 2012	Galileo Funds Inc. amalgamated with Galileo Global Equity Advisor Inc. The amalgamated entity is Galileo Global Equity Advisors Inc.
Industrial-Alliance Pacific Life Insurance Company	Segregated Fund	June 30, 2012	Industrial-Alliance Pacific Life Insurance Company amalgamated with Industrial Alliance Insurance and Financial Services Inc. The amalgamated entity is Industrial Alliance Insurance and Financial Services Inc.
Maple Trust Company	GIC’S	January 1, 2012	Maple Trust Company amalgamated with Scotia Mortgage Corporation. The amalgamated entity is Scotia Mortgage Corporation.
McLean Budden Limited	Mutual Fund	November 11, 2013	Name changed to MFS Investment Management Canada Limited.
Meritas Financial Inc.	Mutual Fund	October 8, 2010	Meritas Financial Inc. amalgamated with OceanRock Capital Partners Inc. The amalgamated entity is OceanRock Investment Inc.
Transamerica Life Canada	Segregated Fund / SPIA Contracts	October 26, 2015	Name changed to ivari.
Hesperian Capital Management Ltd.	Mutual Fund / Limited Partnership	December 1, 2014	Name changed to Norrep Capital Management Ltd.
Bank West	GIC’s	March 2, 2016	Name changed to Zag Bank.
Titan Funds Incorporated	Mutual Fund	January 1, 2011	Titan Funds Incorporated amalgamated with Counsel Portfolio Services Inc. The amalgamated entity is Counsel Portfolio Services Inc.
Twin Oak Credit Union Ltd.	GIC’s	December 1, 2010	Twin Oak Credit Union Ltd. amalgamated with Hamilton Credit Union. The amalgamated entity is Momentum Credit Union.
Standard Life Mutual Funds Ltd.	Mutual Fund / Pooled Fund	July 1, 2015	Standard Life Mutual Funds Ltd. amalgamated with Manulife Asset Management Limited. The amalgamated entity is Manulife Asset Management Limited.
JovFinanical Solutions Inc.	Mutual Fund	March 1, 2015	JovFinancial Solutions Inc. amalgamated with IA Clarington Investments Inc. The amalgamated entity is IA Clarington Investments Inc.
Aegon Fund Management Inc.	Mutual Fund	May 4, 2016	Name changed to Foresters Financial Investment Management Company of Canada Inc.
Man Investments Canada Corp.	Hedge Fund / Mutual Fund	June 5, 2014	Name changed to Next Edge Capital Corp.
Pacific & Western Bank of Canada	GIC’s	May 13, 2016	Name changed to VersaBank.
La Fédération des Caisses Populaires Acadiennes Ltée	GICs	July 1, 2016	La Fédération des Caisses Populaires Acadiennes Ltée amalgamated with l’Office de Stabilisation de la Federation des Caisse Populaires Acadiennes Limitee and 15 caisse populaires. The amalgamated entity is Caisse populaire acadienne ltée (UNI).
CFF Bank	GIC’s / High Interest Savings Account	August 22, 2016	Name changed to Home Bank.
Portfolio Strategies Securities Inc.	Mutual Fund	April 12, 2016	Name changed to Gravitas Securities Inc.
Polar Securities Inc.	Hedge Fund	November 10, 2015	Name changed to Polar Asset Management Partners Inc.
BMO Harris Investment Management Inc.	Mutual Fund	February 2, 2015	Name changed to BMO Private Investment Counsel Inc.
RP Investment Advisors.	Mutual Fund / Hedge Fund	December 29, 2016	Name changed to RP Investment Advisors LP
Aston Hill Asset Management Inc.	Mutual Fund / Hedge Fund / Labour Sponsored Fund / Structured Products	December 1, 2016	Name changed to LOGiQ Asset Management Ltd.
Front Street Capital 2004	Mutual Fund / Hedge Fund / Labour Sponsored Fund	December 19, 2016	Name changed to LOGiQ Capital 2016
Timbercreek Asset Management Ltd.	Mutual Fund / Limited Partnership	August 31, 2017	Name changed to Timbercreek Investment Management Inc.
SPR & Co LP	Mutual Fund / Hedge Fund / Limited Partnership	September 14, 2017	Name changed to NinePoint Partners LP.
NGAM Canada LP	Mutual Fund	November 16, 2017	Name changed to Natixis Investment Managers Canada LP.
Foresters Financial Investment Management Company of Canada Inc.	Mutual Fund	January 1, 2018	Foresters Financial Investment Management Company of Canada Inc. amalgamated with Foresters Asset Management Inc. The amalgamated entity is Foresters Asset Management Inc.
Bullion Management Services Inc.	Mutual Fund	September 20, 2017	Name changed to BMG Management Services Inc.
BluMont Capital Corporation	Mutual Fund / Hedge Fund / Pooled Fund / PPN’s / Limited Partnerships / Alternative Investment	April 1, 2014	BluMont Capital Corporation amalgamated with Arrow Capital Management Inc. The amalgamated entity is Arrow Capital Management Inc.
Covenant Capital Management Inc.	Pooled Fund	January 24, 2017	Name changed to Capstone Asset Management Inc.
Equity Financial Trust Company	GIC’s	June 11, 2018	Name changed to Haventree Bank
Hollis Canadian Bank	GIC’s / High Interest Savings Account	September 30, 2017	Name changed to ADS Canadian Bank
Foresters Asset Management Inc.	Mutual Fund	August 16, 2019	Name changed to Fiera Capital Corporation
Street Capital Bank of Canada	GIC's	January 6, 2020	Name changed to RFA Bank of Canada
Norrep Capital Management Ltd.	Mutual Fund / Limited Partnership	August 27, 2018	Name changed to NCM Asset Management Ltd.
ADS Canadian Bank	GIC’s / High Interest Savings Account	November 1, 2022	ADS Canadian Bank amalgamated with The Bank of Nova Scotia Trust Company. The amalgamated entity is The Bank of Nova Scotia Trust Company.
SSQ, Société d’assurances-vie Inc.	Segregated Fund / GIC’s	January 2023	SSQ, Société d’assurances-vie Inc. merged into Beneva Inc.
Sun Life Global Investments (Canada) Inc.	Mutual Fund	July 20, 2020	Name changed to SLGI Asset Management Inc.
HSBC Global Asset Management (Canada) Limited	Mutual Fund	March 29, 2024	Name changed to RBC Indigo Asset Management Inc.
Manulife Asset Management Limited.	Mutual Fund / Segregated Fund / Pooled Fund	May 7, 2019	Name changed to Manulife Investment Management Limited.