Alert:
A nationwide postal strike or lockout may occur as early as November 3, 2004. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Alert:
A nationwide postal strike or lockout may occur as early as November 3, 2004. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
CIRO provides resources to help Investment Dealer Members fulfill their requirements to report under certain Canadian Sanctions reporting regulations, specifically section 83.11 of the Criminal Code and section 7(1) of the Justice for Victims of Corrupt Foreign Officials Act.
Effective June 30, 2021, the Justice for Victims of Corrupt Foreign Officials Act (Sergei Magnitsky Law) no longer requires monthly “Nil” reporting and only requires reports where an entity determines that it is in possession of property of a Designated Person. Positive reports for section 7(1) reporting should be filed in the initial month of identification, and then once every three months after that. Monthly Nil reports are still required for section 83.11 reporting.
If you need information or help with any of these procedures, please email [email protected].
For technical support or user access management, please e-mail [email protected]
In this section: