Alert:
A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Fee Models for Investment Dealers
CIRO’s Interim Fee Model Guidelines Applicable to Investment Dealer Members and Marketplace Members provide comprehensive information on fees collected pursuant to four fee models:
- Dealer Member Fee Model
- Equity Market Regulation Fee Model
- Debt Market Regulation Fee Model
- Debt Information Processor Fee Model
Supporting Resources
- Revenue Tier for FY2025 Dealer Member Fees (PDF)
- Member New Issue Levy Form (Excel)
- New Member Applicant Fee Guideline for FY2025 (Excel)
Related Notices
- 22-0182 - Integration Cost Recovery Fee Model Guideline
- 22-0181 - IIROC Fee Model Guidelines – Update November 2022
- 21-0238 - IIROC Fee Model Guidelines – Update December 2021
- 21-0081 - IIROC Fee Model Guidelines – Update April 2021
- 21-0080 - Removal of the risk component of the annual fees paid by Dealer Members effective April 1, 2021
- 18-0081 - IIROC Fee Model Guidelines – Update 2018
- 18-0072 - Amendments to the Minimum Dealer Regulation Fee Component of the Dealer Member Fee Model effective April 1, 2018
- 17-0243 - Proposed Amendments to the Minimum Dealer Regulation Fee Component of the Dealer Member Fee Model