Fee Models for Investment Dealers

CIRO’s Interim Fee Model Guidelines Applicable to Investment Dealer Members and Marketplace Members provide comprehensive information on fees collected pursuant to four fee models:

  • Dealer Member Fee Model
  • Equity Market Regulation Fee Model
  • Debt Market Regulation Fee Model
  • Debt Information Processor Fee Model

Supporting Resources

Related Notices

  • 22-0182 - Integration Cost Recovery Fee Model Guideline
  • 22-0181 - IIROC Fee Model Guidelines – Update November 2022
  • 21-0238 - IIROC Fee Model Guidelines – Update December 2021
  • 21-0081 - IIROC Fee Model Guidelines – Update April 2021
  • 21-0080 - Removal of the risk component of the annual fees paid by Dealer Members effective April 1, 2021
  • 18-0081 - IIROC Fee Model Guidelines – Update 2018
  • 18-0072 - Amendments to the Minimum Dealer Regulation Fee Component of the Dealer Member Fee Model effective April 1, 2018
  • 17-0243 - Proposed Amendments to the Minimum Dealer Regulation Fee Component of the Dealer Member Fee Model