Forms and Templates

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Registration

Training & Proficiency

Investment Dealer CE Course Accreditation

Supervision

Regulatory Reporting

"Regulated by CIRO" Logos

“Regulated By IIROC” logos have moved, and are now “Regulated by CIRO” logos. You can find them on the welcome page after logging into CIRO Services.

Books and Records audit reports (New Member Applicants)

Custody Agreements

Introducing Broker/Carrying Broker Agreements

Financing Agreements

Other


NRD Forms