Alert:
A nationwide postal strike or lockout may occur as early as November 3, 2004. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Public
During the transitional phase, activities carried out in Québec by mutual fund dealers registered in Québec will remain subject to the provisions of Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations and the applicable laws of Québec. The Autorité des marchés financiers (AMF) and the Chambre de la sécurité financière (CSF) will continue to regulate these activities during this transitional phase. Here are some helpful details to guide you during this phase:
Questions?
If you have questions concerning the registration of a mutual fund dealer in Québec or one of its Dealing Representatives, you can check the AMF’s Register of firms and individuals authorized to practice.
To request information regarding a mutual fund dealer in Québec or one of its Dealing Representatives, you may contact the AMF at any of the following numbers:
Information Centre
Québec City: 418-525-0037
Montréal: 514-395-0337
Other regions: 1-877-525-0337
Complaints
To make a complaint against a mutual fund dealer or one of its Dealing Representatives, or to report fraud or suspicious activity involving a mutual fund dealer in Québec or one of its Dealing Representatives, contact the AMF for assistance.
Compensation claim
The Fonds d’indemnisation des services financiers (financial services compensation fund) may compensate individuals who fall victim to fraud while doing business with a Dealing Representative. For questions in this regard, contact the AMF.