Alert:
A nationwide postal strike or lockout may occur as early as November 3, 2004. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
A nationwide postal strike or lockout may occur as early as November 3, 2024. In the event of such postal strike or lockout, Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules, and other applicable requirements continue to be met, irrespective of the manner in which such documents are delivered.
Dealer Members are encouraged to review how obligations to deliver documents can be satisfied electronically pursuant to National Policy 11-201 – Electronic Delivery of Documents (NP 11-201), and, as necessary, to consult with the various CSA member jurisdictions for any local requirements that might apply.
Members are reminded that they must comply with CIRO By-laws and Rules, securities legislation, and any other applicable laws and regulations that apply to Member activities, as set out under IDPC Rule 1406, and MFD Rule 1.1.2.
If there is a postal strike or lockout, we recommend Dealer Members take the following actions: