MFDA amend first appearance start time in the matter of Kindle Blythe and Mohammad Movassaghi

Type:
Hearing Notice
Rulebook connection
MFDA Rules

Contact

Michelle Pong (Ontario)
Senior Legal Counsel, Director, District Hearing Committees, Mutual Fund Division

April 16, 2019 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Kindle Briten Megan Blythe (“Blythe”) and Mohammad Movassaghi (“Movassaghi”) (or together referred to as the “Respondents”) by Notice of Hearing dated March 21, 2019.

The first appearance in this proceeding will take place by teleconference at 9:00 a.m. (Pacific) on May 28, 2019, having previously been scheduled for 10:00 a.m. (Pacific) the same day. Members of the public who would like to listen to the teleconference should contact [email protected] to obtain particulars.

A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca. During the period described in the Notice of Hearing, the Respondents carried on business in the Vancouver, British Columbia area.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 81,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.

Type:
Hearing Notice
Rulebook connection
MFDA Rules

Contact

Michelle Pong (Ontario)
Senior Legal Counsel, Director, District Hearing Committees, Mutual Fund Division

Other Notices associated with this Enforcement Proceeding: