Alert:
MFDA schedules next appearance in the matter of Kindle Blythe and Mohammad Movassaghi
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November 27, 2019 (Toronto, Ontario) – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Kindle Briten Megan Blythe (“Blythe”) and Mohammad Movassaghi (“Movassaghi”) (or together referred to as the “Respondents”) by Notice of Hearing dated March 21, 2019, as amended on August 30, 2019.
An appearance in this proceeding was held yesterday by teleconference before a Hearing Panel of the MFDA’s Pacific Regional Council.
The next appearance in this proceeding is scheduled to take place by teleconference before a Hearing Panel of the MFDA’s Pacific Regional Council on December 3, 2019 at 1:30p.m. (Pacific), or as soon thereafter as the appearance can be held, and will be open to the public, except as may be required for the protection of confidential matters. Members of the public who would like to listen to the teleconference should contact [email protected] to obtain particulars.
A copy of the Amended Notice of Hearing is available on the MFDA website at www.mfda.ca. During the period described in the Amended Notice of Hearing, the Respondents carried on business in the Vancouver, British Columbia area.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 81,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors page on the MFDA website.
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Other Notices associated with this Enforcement Proceeding:
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MFDA announces venue for Hearing on the Merits in the matter of Mohammad Movassaghi
Type:Hearing Notice -
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CIRO Hearing Panel issues Reasons for Decision in the matter of Mohammad Movassaghi
Type:Decision Notice -
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