New Webcast: CIRO Advisory Committees

This webcast provides an overview of CIRO’s advisory committee structure, summarizing the role and structure of the following:

• Financial and Operations Advisory Section (FOAS)
• Conduct, Compliance and Legal Advisory Section (CCLS)
• Market Rules Advisory Committee (MRAC)
• Fixed Income Advisory Committee (FIAC)
• Proficiency Committee
• National Council & 7 Regional Councils

Meaningful and timely consultation with Dealer Members, Marketplace Members and other stakeholders is central to CIRO policymaking. This type of consultation is also expressly built into CIRO’s obligations as set out in its Recognition Order to act in the public interest by “facilitating meaningful consultation and input from all types of Members and ensuring that investor perspectives are factored into the development and implementation of regulatory policies”.

Mutual Fund Dealer Members are invited to send expressions of interest in joining target subcommittees.

Panelists include:

• Brett Konyu, Director, Member Education and Membership Services
• Erica Young, Senior Policy Counsel, Member Regulation Policy

This webcast will be available on October 2, 2023.

There will be 0.50 Compliance continuing education credits available.

Register for the webcast.

View the Investment Dealer Division’s (formerly IIROC) full list of CE accredited webcasts.

View the Mutual Fund Dealer Division’s (formerly MFDA) full list of CE accredited webcasts.

Note: Participants in the Mutual Fund Dealer Division CE program can take the IIROC CE accredited webcastsand enter attendance on the MFDA CE Reporting and Tracking System (CERTS). Please refer to the Course Catalogue in CERTS to confirm eligibility.