New Webcast: Highlights of CIRO’s 2024 Annual Priorities

23-0163
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Education Bulletin
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This webcast highlights CIRO’s Annual Priorities and details the significant activities and initiatives that CIRO is focusing on during this fiscal year, including: 

  • Harmonization of CIRO’s regulatory approach;
  • How CIRO will continue to deliver on the regulatory mandate and support investors through industry and regulatory transformation; and
  • Strengthening stakeholder relationships.

The webcast is moderated by Lara Arabian, Vice-President, Corporate Strategy with panelists from CIRO’s executive leadership team: 

  • Karen McGuinness, Senior Vice-President, Office of the Investor, Member Intake, and Innovation
  • Victoria Pinnington, Senior Vice-President, Market Regulation and Co-Chair Transition Management Office
  • Elsa Renzella, Senior Vice-President, Enforcement and Registration 
  • Alexandra Williams, Senior Vice-President, Member Regulation and Corporate Strategy

This webcast will be available on October 30, 2023.

There will be 0.50 Compliance continuing education credits available. 

Register for the webcast.

View the CIRO (and former IIROC) full list of CE accredited webcasts.

View the Mutual Fund Dealer Division’s (formerly MFDA) list of CE accredited webcasts issued for the Mutual Fund Dealer CE Program.  

Note: Participants in the Mutual Fund Dealer Division CE program can take the  IIROC CE accredited webcasts and enter attendance on the MFDA CE Reporting and Tracking System (CERTS). Please refer to the Course Catalogue in CERTS to confirm eligibility.

23-0163
Type:
Education Bulletin
Distribute internally to
Corporate Finance
Credit
Institutional
Internal Audit
Legal and Compliance
Operations
Registration
Regulatory Accounting
Research
Retail
Senior Management
Trading Desk
Training
Division
Investment Dealer
Mutual Fund Dealer

Contact

Other Notices associated with this Enforcement Proceeding: