New Webcast: IIROC — IIAC Innovation Forum: Technology is the question, not always the answer OR what have you done for me lately…

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IIROC and the Investment Industry Association of Canada (IIAC) hosted a live virtual conference on Thursday, December 9 to discuss innovation in the Canadian investment industry.

This webcast features a discussion about the important contribution technology brings to our personal and professional lives. In the financial services industry, data processing, imaging and data-base solutions, and mobile access are a few examples of innovation that has resulted in people having the opportunity to engage in the investment and savings process that ultimately can lead to greater wealth accumulation.

Panelists include:

  • Scott MacKenzie, President, Fidelity Clearing Canada
  • Rob McLean, Senior Vice-President, Information Technology, Guardian Capital Group Limited
  • Laura Paglia, President and CEO, IIAC
  • Scott Stennett, COO and Director, Richardson Wealth
  • Irene Winel, Senior Vice-President, Member Regulation and Strategy, IIROC

This webcast will be available on Thursday, February 3, 2022, at 7 a.m. Eastern Time and on a 24/7 basis after that date.

There will be 1.0 Compliance continuing education credits available.

Register for the webcast.

View IIROC’s full list of CE accredited webcasts.

22-0020
Type:
Education Bulletin
Distribute internally to
Corporate Finance
Credit
Institutional
Internal Audit
Legal and Compliance
Operations
Registration
Regulatory Accounting
Research
Retail
Senior Management
Trading Desk
Training

Contact

Other Notices associated with this Enforcement Proceeding: