Alert:
New Webcast: Tips for Traders — Montreal
Contact
In this webcast, CIRO’s Claudyne Bienvenu, Vice-President, Québec and Atlantic Canada and Kevin McCoy, Senior Vice-President, Market Regulation Operations (acting) deliver the opening remarks.
Sonali GuptaBhaya, Vice-President, Market Policy and Trading Conduct Compliance (acting), Alex Taylor, Vice-President, Market Surveillance and Michael Librizzi, Director, Trading, Montreal, highlight the following topics:
- Short Selling - Publications
- SEC Market Proposals – Canadian Consultation
- ETF Trading Review
- Surveillance Update - Trends, Cross-Asset, Crypto
- Incident Response Plan and Crisis Communication Centre Tests
While most of the presentation is in English, some content is delivered in French.
This webcast will be available on February 1, 2024.
There will be 1.0 Compliance continuing education credits available under the Investment Dealer (formerly IIROC) CE program and 1.0 Business Conduct (non-ethics) credits available under the Mutual Fund Dealer (formerly MFDA) CE program.