New Webcast: Tips for Traders — Montreal

24-0045
Type:
Education Bulletin
Distribute internally to
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In this webcast, CIRO’s Claudyne Bienvenu, Vice-President, Québec and Atlantic Canada and Kevin McCoy, Senior Vice-President, Market Regulation Operations (acting) deliver the opening remarks.

Sonali GuptaBhaya, Vice-President, Market Policy and Trading Conduct Compliance (acting), Alex Taylor, Vice-President, Market Surveillance and Michael Librizzi, Director, Trading, Montreal, highlight the following topics:

  • Short Selling - Publications
  • SEC Market Proposals – Canadian Consultation
  • ETF Trading Review
  • Surveillance Update - Trends, Cross-Asset, Crypto
  • Incident Response Plan and Crisis Communication Centre Tests

While most of the presentation is in English, some content is delivered in French.

This webcast will be available on February 1, 2024.

There will be 1.0 Compliance continuing education credits available under the Investment Dealer (formerly IIROC) CE program and 1.0 Business Conduct (non-ethics) credits available under the Mutual Fund Dealer (formerly MFDA) CE program.

Register for the webcast.

View CIRO’s full list of CE accredited webcasts.

24-0045
Type:
Education Bulletin
Distribute internally to
Corporate Finance
Credit
Institutional
Internal Audit
Legal and Compliance
Operations
Registration
Regulatory Accounting
Research
Retail
Senior Management
Trading Desk
Training

Contact

Other Notices associated with this Enforcement Proceeding: