New Webcast: IIROC — IIAC Innovation Forum: How Regulators Can Support Innovation

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IIROC and the IIAC hosted a live virtual conference on Thursday, December 9 to discuss innovation in the Canadian investment industry. Andrew J. Kriegler, IIROC’s President and CEO, delivered the opening remarks.

This webcast features a discussion about the CSA’s and IIROC’s initiatives to support responsible innovation in Canada and the opportunities and challenges presented by innovations like open banking, crypto, suptech, and AI-driven analytics and decision-making.

Panelists include:

  • Lise Estelle Brault, Senior Director Data, Fintech and Innovation, AMF; and Chair of the CSA Regulatory Sandbox Committee, AMF
  • Pat Chaukos, Director, Office of Economic Growth and Innovation, OSC
  • Zach Masum, Manager, Legal Services (Capital Markets Regulation) and Fintech & Innovation Team Leader, BCSC
  • Victoria Pinnington, Senior Vice-President, Market Regulation, IIROC

This webcast will be available on Thursday, January 13, 2022, at 7 a.m. Eastern Time and on a 24/7 basis after that date.

There will be 1.0 Compliance continuing education credits available.

Register for the webcast.

View IIROC’s full list of CE accredited webcasts.

22-0010
Type:
Education Bulletin
Distribute internally to
Corporate Finance
Credit
Institutional
Internal Audit
Legal and Compliance
Operations
Registration
Regulatory Accounting
Research
Retail
Senior Management
Trading Desk
Training

Contact

Other Notices associated with this Enforcement Proceeding: