Alert:
A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Mutual Fund Dealer Rules
Mutual Fund Dealer Rules (PDF)
These rules replace the MFDA Rules and Policies and became effective on January 1, 2023. The MFDA Rules are no longer in effect.
Staff Notices remain effective and will be updated to reference the Mutual Fund Dealer Rules.