Alert: A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met. More Info
Sort by A -> ZZ -> AOld -> NewNew -> Old Filter Consultations - Any - Open Closed Filter by Consultation Name Sort by A -> ZZ -> AOld -> NewNew -> Old Results: Proposal to Modernize the CIRO Arbitration Program Date Opened October 31, 2024 Status Open Distributing Funds Disgorged and Collected through CIRO Disciplinary Proceedings to Harmed Investors (Phase II) Date Opened October 21, 2024 Status Open Rule Consolidation Project – Phase 4 Date Opened October 17, 2024 Status Open Enhanced Cost Reporting – Proposed Rule Amendments Date Opened October 10, 2024 Status Open Proposed Amendments Respecting Net Asset Value Orders and Intentional Crosses Date Opened July 18, 2024 Status Closed Date Closed October 18, 2024 Proposed Proficiency Model - Approved Persons Under the Investment Dealer and Partially Consolidated Rules Date Opened July 4, 2024 Status Closed Date Closed September 17, 2024 Proposed Integrated Fee Model Date Opened April 25, 2024 Status Closed Date Closed June 24, 2024 Rule Consolidation Project – Phase 3 Date Opened April 18, 2024 Status Closed Date Closed July 17, 2024 Proposed rule amendments — Fully paid securities lending and financing arrangements Date Opened February 15, 2024 Status Closed Date Closed April 15, 2024 Policy options for leveling the advisor compensation playing field Date Opened January 25, 2024 Status Closed Date Closed March 25, 2024 Current page 1 Page 2 Page 3 Page 4 Page 5 Page 6 Next page › Last page Last »
Distributing Funds Disgorged and Collected through CIRO Disciplinary Proceedings to Harmed Investors (Phase II) Date Opened October 21, 2024 Status Open
Proposed Amendments Respecting Net Asset Value Orders and Intentional Crosses Date Opened July 18, 2024 Status Closed Date Closed October 18, 2024
Proposed Proficiency Model - Approved Persons Under the Investment Dealer and Partially Consolidated Rules Date Opened July 4, 2024 Status Closed Date Closed September 17, 2024
Rule Consolidation Project – Phase 3 Date Opened April 18, 2024 Status Closed Date Closed July 17, 2024
Proposed rule amendments — Fully paid securities lending and financing arrangements Date Opened February 15, 2024 Status Closed Date Closed April 15, 2024
Policy options for leveling the advisor compensation playing field Date Opened January 25, 2024 Status Closed Date Closed March 25, 2024
