Tips for Traders hosted by the Canadian Security Traders Association (CSTA)

Project Details:

CIRO’s Alex Taylor, Vice-President, Market Surveillance and Sonali GuptaBhaya, Vice-President, Market Policy and Trading Conduct Compliance (acting), discussed the following topics in this webcast:

  • Short Selling
  • Seeking UMIR Exemptions
  • ETF Trading
  • Surveillance Trends
  • SEC Market Proposals – Canadian Consultation

Program Details

Register for the webcast
Continuing Education Credit:
Compliance CE credit : 0.50
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