Tips for Traders — Montreal

Project Details:

In this webcast, CIRO’s Claudyne Bienvenu, Vice-President, Québec and Atlantic Canada and Kevin McCoy, Senior Vice-President, Market Regulation Operations (acting) deliver the opening remarks.

Sonali GuptaBhaya, Vice-President, Market Policy and Trading Conduct Compliance (acting), Alex Taylor, Vice-President, Market Surveillance and Michael Librizzi, Director, Trading, Montreal, highlight the following topics:

  • Short Selling - Publications
  • SEC Market Proposals – Canadian Consultation
  • ETF Trading Review
  • Surveillance Update - Trends, Cross-Asset, Crypto
  • Incident Response Plan and Crisis Communication Centre Tests

Program Details

Continuing Education Credit:
Compliance CE credit : 1.0
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