New Webcast: CIPF Coverage: Demystifying Common Myths

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A new training seminar “CIPF Coverage: Demystifying Common Myths” has been developed by the Canadian Investor Protection Fund (CIPF) to help individuals employed by CIRO member firms learn about CIPF while meeting their Compliance CE requirements.

This webcast provides an overview of CIPF and covers the following topics:

  • CIPF coverage, including what is and is not covered, as well as coverage limits,
  • key updates since the amalgamation of the former CIPF and MFDA IPC,
  • insolvency of a CIPF member,
  • CIPF’s Disclosure Policy requirements for mutual fund dealers and investment dealers, and
  • available resources to help advisors and investors learn more about CIPF.

Panelists include:

  • Odarka Decyk, Senior Vice-President, Membership
  • Ilana Singer, Senior Vice-President, Legal, Policy and Corporate Secretary

This webcast will be available on October 20, 2023.

There will be 0.50 Compliance continuing education credits available.

Register for the webcast.

View the Investment Dealer Division’s (formerly IIROC) full list of CE accredited webcasts.

View the Mutual Fund Dealer Division’s (formerly MFDA) full list of CE accredited webcasts.

Note: Participants in the Mutual Fund Dealer Division CE program can take the IIROC CE accredited webcasts and enter attendance on the MFDA CE Reporting and Tracking System (CERTS). Please refer to the Course Catalogue in CERTS to confirm eligibility.

23-0154
Type:
Education Bulletin
Distribute internally to
Corporate Finance
Credit
Institutional
Internal Audit
Legal and Compliance
Operations
Registration
Regulatory Accounting
Research
Retail
Senior Management
Trading Desk
Training
Division
Investment Dealer
Mutual Fund Dealer

Contact

Other Notices associated with this Enforcement Proceeding: