Alert:
A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Richard Korble
Vice-President, Western Canada
Richard Korble manages CIRO's operations in Western Canada. In that capacity, he directs Compliance (Financial Operations, Business Conduct and Trading Conduct), Registration, Enforcement and Surveillance activities.
Prior to joining IIROC, CIRO’s predecessor organization, in 2016, Richard was a partner and Chief Compliance Officer for a private equity dealer operating across Western Canada and Ontario. Richard has also spent time with the Alberta Securities Commission and Investment Dealers Association (IDA) in regulatory and consultative activities. His career began in retail banking and brokerage for a major Canadian Bank.
He has a Bachelor of Commerce degree from the University of Calgary and is CFA Charter holder.