Dealers We Regulate

CIRO oversees investment and mutual fund firms and their representatives across Canada.

CIRO may impose terms and conditions on Dealer Members, pertaining to either membership or compliance related matters. For information on Dealer Members subject to CIRO terms and conditions, please click on the following:

Membership Terms and Conditions	Compliance Terms and Conditions
SIG North Trading, ULC – imposed March 25, 2021 Admiral Markets Canada Ltd. – imposed March 24, 2022 Wealthsimple Investment Inc. – imposed on January 1, 2024 Select Vantage Canada Inc. – imposed on January 2, 2024 Coinsquare Capital Markets Ltd. – imposed on February 20, 2024 Creation Wealth Capital Inc. - imposed on September 18, 2024 tastytrade Canada Inc. - imposed on September 20, 2024	Pollitt & Co. Inc. – imposed February 3, 2023

Membership Terms and Conditions

Compliance Terms and Conditions

SIG North Trading, ULC – imposed March 25, 2021
Admiral Markets Canada Ltd. – imposed March 24, 2022
Wealthsimple Investment Inc. – imposed on January 1, 2024
Select Vantage Canada Inc. – imposed on January 2, 2024
Coinsquare Capital Markets Ltd. – imposed on February 20, 2024
Creation Wealth Capital Inc. - imposed on September 18, 2024
tastytrade Canada Inc. - imposed on September 20, 2024

Pollitt & Co. Inc. – imposed February 3, 2023

Terms and conditions may also be imposed on a Dealer Member’s registration by securities regulatory authorities in Canada. To check if there are any other terms and conditions imposed on a Dealer Member, please consult the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.

Results:

Wealthsimple Investments Inc.

201 - 80 Spadina Avenue
Toronto ON M5V 2J4

416-595-7200

www.wealthsimpleinvestments.com