Alert:
A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
How CIRO Protects Investors
CIRO is the national self-regulatory organization (SRO) that oversees investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO works to protect investors like you.
CIRO sets and enforces rules for the business and financial conduct of Member firms and their representatives across Canada. These rules protect investors and help build Canadians’ trust in financial regulation.
- Where We Fit in the Canadian Securities Regulatory Framework
- The Benefits of Working with a CIRO Member
Read more in our “How CIRO Protects Investors (PDF)” brochure.