Alert:
A nationwide postal strike or lockout may occur as early as November 3, 2004. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
For Registered Individuals
This section of the website offers information regarding:
- the requirements to become an Approved Person at an Investment Dealer,
- CIRO’s Proficiency Initiative applicable to Approved Persons at Investment Dealers, and
- the Continuing Education (CE) programs for individuals at either a Mutual Fund Dealer or an Investment Dealer.
