Alert:
A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Dual-Registration Questionnaire for Existing Members
Project Details:
Members are now eligible to become dual-registered, which means they may conduct investment dealer business and mutual fund dealer business within a single legal entity.
In this webcast, New Self-Regulatory Organization of Canada (New SRO) Marinela Mariscal, Vice-President, Membership Intake, and Brett Konyu, Director, Member Education and Membership Services, walk through the process for existing Members to apply to become dual-registered. The session focuses on the application process and a review of the Dual-Registration Questionnaire for Existing Members.