Dual-Registration Questionnaire for Existing Members

Project Details:

Members are now eligible to become dual-registered, which means they may conduct investment dealer business and mutual fund dealer business within a single legal entity.

In this webcast, New Self-Regulatory Organization of Canada (New SRO) Marinela Mariscal, Vice-President, Membership Intake, and Brett Konyu, Director, Member Education and Membership Services, walk through the process for existing Members to apply to become dual-registered. The session focuses on the application process and a review of the Dual-Registration Questionnaire for Existing Members.

Program Details

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Continuing Education Credit:
This webcast does not qualify for CE credit
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