Alert:
A nationwide postal strike or lockout may occur as early as November 3, 2004. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Tips for Traders hosted by the Canadian Security Traders Association (CSTA)
Project Details:
CIRO’s Alex Taylor, Vice-President, Market Surveillance and Sonali GuptaBhaya, Vice-President, Market Policy and Trading Conduct Compliance (acting), discussed the following topics in this webcast:
- Short Selling
- Seeking UMIR Exemptions
- ETF Trading
- Surveillance Trends
- SEC Market Proposals – Canadian Consultation