Alert:
A nationwide postal strike or lockout may occur as early as November 3, 2004. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Alert:
A nationwide postal strike or lockout may occur as early as November 3, 2004. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
CIRO, through its predecessor organization IIROC, has undertaken a multi-year initiative to enhance its Proficiency regime with the intention of launching the new standards for its Investment Dealer approval categories in 2026.
Proficiency standards are a cornerstone of the CIRO regulatory regime. High proficiency standards play a key role in investor protection and the integrity and efficiency of capital markets. CIRO's goal is to create, maintain and promote high proficiency standards and a robust proficiency regime in the investment industry.
CIRO issued a consultation paper July 7, 2023 requesting feedback on changes to its Proficiency Model. CIRO issued an REOI in October 2022, where we received responses from thirty-two organizations. In October 2023, CIRO subsequently invited prospective examination services providers to the RFP stage. CIRO anticipates making a final selection by early Summer 2024.
Email: [email protected]
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