Alert: A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met. More Info
Brodie, John Edward File Number Status Concluded Outcome Fine $60,000; Costs $20,000; Suspension; Conditions Relevant documents: File Re Brodie, 2013 IIROC 39 File Re Brodie, 2012 IIROC 52 File Re Brodie, 2013 IIROC 12