Alert: A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met. More Info
Royal Mutual Funds Inc. File Number 202418 Date Commenced: July 29, 2024 Date Concluded: October 23, 2024 Status Concluded Outcome Fine $125,000; Costs $10,000 Relevant documents: File Re Royal Mutual Funds Inc. 2024 CIRO 77 File Royal Mutual Funds Inc. – Settlement Agreement File Royal Mutual Funds Inc. - Notice of Application Notices about this Proceeding: 08/16/24 CIRO to Hold a Settlement Hearing for Royal Mutual Funds Inc. Type: Hearing Notice 10/23/24 CIRO Sanctions Royal Mutual Funds Inc. Type: Decision Notice 11/13/24 CIRO Hearing Panel issues Reasons for Decision in the matter of Royal Mutual Funds Inc. Type: Decision Notice
11/13/24 CIRO Hearing Panel issues Reasons for Decision in the matter of Royal Mutual Funds Inc. Type: Decision Notice