Alert:
A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Investment Dealer and Partially Consolidated Rules
Investment Dealer and Partially Consolidated Rules (PDF)
These rules replace the IIROC Rules and became effective on January 1, 2023. The IIROC Rules are no longer in effect.
These guidance notes remain effective and will be updated to reference the Investment Dealer and Partially Consolidated Rules.