Alert:
A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of September 30, 2023
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Stuart, Marilyn Dianne | 16 May 2016 | $7,050,000 | ON | None |
| Stuart, Walter Howard | 16 May 2016 | $1,050,000 | ON | None |
| Sukman, Terry | 19 April 2016 | $12,500 | ON | None |
| Suleiman, Rizwan | 9 August 2016 | $35,000 | ON | None |
| Sulkers, Collin | 23 April 2014 | $25,000 | MB | None |
| Suppal, Ravindra Kumar | 24 March 2017 | $70,000 | MB | None |
| Surette, Frank | 12 November 2019 | $61,188 | ON | None |
| Szekely, Blaise | 24 October 2019 | $155,000 | AB | None |
| Tabesh, Sama | 27 November 2018 | $40,000 | ON | None |
| Taggart, Glenn Arthur | 30 April 2015 | $90,000 | ON | None |