Alert:
A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of September 30, 2023
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Thai, Thomas Thong | 15 December 2015 | $70,000 | AB | Partial |
| Theroux, Alain | 21 October 2013 | $57,500 | ON | None |
| Thiessen, Robert | 27 January 2016 | $260,000 | ON | None |
| Thomas, Hope | 25 April 2023 | $310,000 | BC | None |
| Thompson, Royston | 26 July 2018 | $2,500 | ON | None |
| Toh, Weng Lok | 20 June 2011 | $25,000 | AB | Partial |
| Ton-That, Viet | 15 April 2021 | $45,000 | ON | None |
| Tong, Tony | 21 October 2013 | $97,500 | AB | None |
| Tonnies, Arnold | 27 June 2005 | $357,500 | SK | None |
| Torchia, Michele | 17 January 2011 | $72,500 | ON | None |