Alert:
A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of September 30, 2023
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Vitch, David | 12 September 2011 | $55,000 | ON | None |
| Vitug, Julius Caesar Phillip | 12 August 2010 | $445,000 | ON | Partial |
| Voncina, Gary | 22 October 2010 | $15,500 | AB | Partial |
| Voyer, Carol | 3 November 2011 | $45,000 | QC | Partial |
| Waddington, Russell | 17 July 2017 | $11,000 | BC | Partial |
| Wagner, Mark | 13 December 2019 | $20,000 | BC | None |
| Warren, Rodney | 5 May 2016 | $110,000 | BC | None |
| Watts, John Phillip | 13 April 2016 | $135,000 | PE | None |
| Wellings, Doug | 27 September 2011 | $242,500 | ON | None |
| Wemple, Paul | 4 May 2017 | $260,000 | ON | None |