Alert:
A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of September 30, 2023
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Wenman, James Edward Lytton | 7 February 2012 | $12,500 | BC | None |
| Westgard, Kent Owen | 29 April 2010 | $107,500 | AB | None |
| White, Christopher | 5 July 2019 | $31,250 | NS | None |
| Wilkinson, Brian | 28 June 2021 | $40,000 | ON | None |
| Williamson, Gary John | 22 February 2011 | $45,000 | ON | None |
| Willis, Jeffrey | 1 June 2012 | $37,500 | ON | None |
| Wilson, Brian Vaughn | 26 July 2011 | $111,000 | ON | None |
| Wilson, John Russell | 2 October 2013 | $615,000 | ON | None |
| Winer, Philip | 19 June 2019 | $18,000 | ON | None |
| Wiseman, Gideon | 29 August 2011 | $157,500 | BC | None |