Alert:
A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of September 30, 2023
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Debus, Joseph | 14 November 2022 | $110,000 | ON | None |
| Deming, Penny | 20 October 2014 | $22,500 | BC | None |
| Dennis, James Charles | 21 January 2011 | $336,855 | ON | None |
| Dennis, Mark Allen | 31 July 2012 | $1,482,500 | ON | None |
| Desbois, Kevin | 16 March 2010 | $57,500 | ON | None |
| Desgroseilliers, Eileen | 25 May 2018 | $85,000 | ON | None |
| Dettelbach, Krista | 21 January 2011 | $115,000 | ON | None |
| Devuono, Enzo | 27 May 2013 | $170,000 | BC | None |
| Dew, Frank Harrison | 19 April 2018 | $129,000 | PE | None |
| Dhindsa, Bayant | 25 April 2012 | $20,000 | BC | None |