Alert:
A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of September 30, 2023
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Cheung, Yuk | 28 January 2019 | $81,000 | ON | None |
| Chow, King Kwong | 25 August 2021 | $57,500 | AB | None |
| Chung, Darin | 19 November 2015 | $45,000 | BC | None |
| Ciardullo, Luigi | 19 March 2013 | $507,500 | ON | None |
| Clarke, Gary | 19 January 2016 | $32,500 | BC | None |
| Clarke, Jeremie Steven | 7 July 2011 | $18,000 | QC | Partial |
| Coatsworth, Donald | 2 February 2007 | $67,500 | ON | None |
| Cohen, Idan | 22 February 2012 | $91,666 | ON | Partial |
| Cohen, Jamie | 23 February 2012 | $91,666 | ON | Partial |
| Cole, Henry | 3 February 2012 | $5,030,022 | ON | Partial |