Alert:
A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of September 30, 2023
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Cavalli, Ricardo | 2 October 2013 | $307,500 | AB | None |
| Cavan, Lodovico | 26 February 2014 | $5,000 | ON | None |
| Chan, Dorothy | 10 September 2013 | $655,000 | BC | None |
| Chan, Lip Fee | 17 January 2007 | $157,500 | ON | None |
| Chang, Lawrence Bradley | 20 January 2014 | $107,500 | BC | None |
| Chang, Lawrence Bradley | 10 November 2009 | $32,000 | BC | None |
| Chang, Russell | 26 May 2016 | $27,500 | BC | None |
| Chang, Tim | 5 January 2018 | $25,000 | ON | None |
| Chapman, Derek | 22 June 2021 | $315,000 | ON | None |
| Cheema, Manjit | 28 April 2020 | $32,500 | BC | None |