Alert:
A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of September 30, 2023
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Botha, Daniel | 7 May 2019 | $21,000 | AB | None |
| Bott, Steven | 17 April 2017 | $35,000 | ON | None |
| Brake, Gerard | 19 February 2009 | 0 | MB | None |
| Brake, Mavis | 19 February 2009 | 0 | MB | None |
| Brauns, Peter | 17 January 2014 | $880,000 | ON | None |
| Breckenridge, Kenneth | 14 November 2007 | $357,500 | ON | None |
| Breuer, Michael | 8 January 2015 | $157,500 | BC | None |
| Breukelman, Nathan | 26 April 2018 | $132,500 | ON | None |
| Brick, Robert | 28 June 2007 | $276,500 | ON | None |
| Brodie, John Edward | 5 July 2013 | $80,000 | NS | None |