Alert:
A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of September 30, 2023
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Brower-Berkhoven, Russell | 28 August 2012 | $207,500 | AB | None |
| Brown john, Raymond | 22 August 2005 | $195,000 | BC | None |
| Brown, Edward | 10 February 2015 | $32,500 | NL | None |
| Brown, Ronald | 22 June 2010 | $50,000 | ON | None |
| Brum, Paul | 7 October 2020 | $10,000 | BC | None |
| Burner, Gregory James Richard | 30 November 2010 | $20,000 | MB | None |
| Buskell, John D.W. | 25 June 2008 | $81,836 | AB | None |
| Bytnar, Tadeusz | 10 February 2011 | $157,500 | AB | Partial |
| Caicco, Patrick | 4 August 2015 | $55,000 | ON | None |
| Campbell, Brian | 16 June 2008 | $57,500 | BC | None |