Alert:
A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of September 30, 2023
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Beck, Gary | 17 July 2012 | $38,315 | ON | None |
| Beckford, Ioana | 27 January 2015 | $210,000 | ON | None |
| Beland, Alain | 18 November 2010 | $15,000 | QC | None |
| Belknap, John Richard | 19 May 2020 | $185,000 | ON | Partial |
| Benarroch, Georges | 16 February 2011 | $300,000 | ON | None |
| Benson, Roberta | 7 July 2021 | $40,000 | ON | None |
| Bergeron, Andre | 3 October 2008 | $75,000 | QC | None |
| Bergeron, Daniel Claude | 26 February 2013 | $45,000 | QC | None |
| Bhathal, Rupinder | 6 October 2016 | $165,000 | BC | None |
| Biduk, Roger Michael | 21 August 2013 | $150,000 | QC | None |