Alert:
A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of September 30, 2023
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Dahl, Sherman Roger | 4 November 2016 | $40,000 | BC | Partial |
| Darrigo, Paul Christopher | 19 January 2015 | $180,000 | ON | None |
| Dass, Charles Kamal | 20 April 2009 | $303,184 | BC | None |
| Daues, Byron | 21 August 2014 | $15,000 | ON | None |
| Daues, Byron | 29 November 2017 | $30,000 | ON | None |
| Davidson, Sean | 29 June 2021 | $32,500 | ON | None |
| Davies, Christopher | 15 April 2020 | $729,252 | ON | None |
| Davis, Keith | 28 September 2016 | $160,000 | AB | Partial |
| de Haan, Matthew | 10 August 2021 | $15,000 | BC | Partial |
| Dean, Todd Robert | 13 September 2010 | $40,000 | AB | Partial |